Mike DeRosa

Mike DeRosa is a Compliance Officer at True Wealth Group. He brings over 27 years of experience in the financial services industry, beginning his career as a financial advisor in 1998. Early on, he recognized his strengths in compliance and regulatory oversight, which led him to specialize in this critical area of the business.

Mike has served as Vice President of Compliance for the nation’s seventh-largest investment advisor and later as Chief Compliance Officer for multiple registered investment advisory firms. He eventually founded his own compliance consulting company, supporting firms with regulatory guidance and supervision. At True Wealth Group, he oversees compliance, supervision, and regulatory functions, helping ensure the firm operates with integrity and accountability.

Mike is motivated by the opportunity to work closely with mid-sized firms where his expertise can have meaningful impact. He is highly analytical and enjoys researching regulations, interpreting rules, and translating them into practical, workable solutions. His approach is thoughtful, thorough, and focused on supporting the teams he works with.

Mike holds a Bachelor of Science and a Master of Science in Finance from the University of Wisconsin and is IAR licensed. Outside of work, he enjoys spending time outdoors hiking, biking, hunting, fishing, camping, traveling, and tinkering on projects. A fun fact about Mike is that when he lived in a log cabin in Wisconsin, he made and sold his own maple syrup.

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